86th International Atlantic Economic Conference

October 11 - 14, 2018 | New York, USA

Competition, corruption, and countervailing incentives

Saturday, 13 October 2018: 4:50 PM
Shinji Kobayashi, Ph.D. , Graduate School of Economics, Nihon University, Tokyo, Japan
This paper studies the relationship between corruption and competition in a principal-supervisor-agent model in which the agent has private information and the supervisor has access to supervising technologies. We consider a setting in which a government (the principal) regulates an industry in which a firm (the agent) produces a product with costs that depend on private information.

While the literature on contracts under private information focuses on cost structures without fixed costs, we examine optimal contracts involving the possibility of collusion between the supervisor and the agent in the model in which the regulated firm's cost is composed of not only a variable cost but also a fixed one, both of which depend on private information.

We show that when a difference in the amount of fixed costs with respect to the agent types is sufficiently large, countervailing incentives may arise. We characterize optimal collusion-proof contracts under the condition that the supervisor can collude with the agent and that countervailing incentives will prevail because the set of binding incentive compatibility constraints and participation constraints depends on the value of the difference. Thus, it is of critical importance to consider type-dependent participation constraints when examining optimal contracts and collusion under asymmetric information. We also characterize optimal collusion-proof contracts to show that the less efficient types obtain positive informational rents.

To examine how competition affects the degree of corruption, we consider competitive sectors in which substitutes or complementary products are supplied. We show that in the regime with corruption, greater competition can enhance corruption. To explore the relationship between corruption and competition further, we also examine the case in which a better supervising technology can be considered as greater competition.

JEL Classification: D86, L22, L51.